Search Result

581 - 600 of 1619 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

PERG 15.2 General

As Published: 2011

PERG 15.2 General

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing