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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

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EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

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EG 19.22 Decision making under the Payment Services Regulations

PERG 2.6 Specified investments: a broad outline

REC 4.9 Disciplinary measures

SUP 9.2 Making a request for individual guidance

SYSC 18.3 Internal arrangements

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

SYSC 4.2 Persons who effectively direct the business

CASS 10.1 Application, purpose and general provisions

PERG 9.10 Significance of being an open-ended investment company

ICOBS 6.4 Pre- and post-contract information: protection policies

SYSC 5.1 Skills, knowledge and expertise

EG 20.3 Decision making under the CCA Order

LR 5.4A Transfer between listing categories

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products