Search Result

161 - 180 of 820 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2015

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

CONC 2.5 Conduct of business: credit broking

As Published: 2014

CONC 2.5 Conduct of business: credit broking

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

COBS 18.4 Stock lending activity

As Published: 2010

COBS 18.4 Stock lending activity

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

COBS 18.10 Service companies

As Published: 2007

COBS 18.10 Service companies

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

ICOBS 5.2 Demands and needs

As Published: 2008

ICOBS 5.2 Demands and needs

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust