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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

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Similar To

SUP 18.4 Friendly Society transfers and amalgamations

LR 9.2 Requirements with continuing application

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

COLL 6.9 Independence, names and UCITS business restrictions

SYSC 19D.3 Remuneration principles

EG App 3.7 The PPS

DEPP 7.1 Application and purpose

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

CASS 5.5 Segregation and the operation of client money accounts

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

MAR 5.6 Reporting requirements

COLL 4.2 Pre-sale notifications

GEN 2.2 Interpreting the Handbook

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

REC 2.13 Promotion and maintenance of standards

SUP 6.2 Introduction

BIPRU 7.10 Use of a Value at Risk Model

LR 5.6 Reverse takeovers

CREDS 2.2 General provisions