Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

…

COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 3A.4 Qualifying credit financial promotions

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

REC 3.19 Investigations

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

LR 6.3 Revenue earning track record requirement

SUP 6.1 Application, interpretation and purpose

SYSC 18.1 Application and purpose

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

EG 2.10 Industry guidance

MAR 10.1 Application

CASS 10.2 Core content requirements

MAR 1.6 Manipulating transactions

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

PERG 7.7 Post-certification issues

BIPRU 4.1 The IRB approach: Application, purpose and overview

MCOB 6.8 Home purchase plans

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

COLL 4.1 Introduction