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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

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DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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PERG 3A.7 Transitional arrangements

As Published: 2011

PERG 3A.7 Transitional arrangements

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GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

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DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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EG 2.3 Case selection: Threshold Conditions cases

As Published: 2016

EG 2.3 Case selection: Threshold Conditions cases

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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EG 3.9 Power to require information relating to potentially unfair etc terms and notices

As Published: 2016

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

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COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

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COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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