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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

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