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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

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REC 6.1 Introduction and legal background

EG 19.6 Regulated Activities Order 2001 (RAO)

FEES App 1 Annex 2 Further information on fees

REC 3.21 Criminal offences and civil prohibitions

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

PERG 7.2 Introduction

DISP App 1.1 Introduction

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

LR 5.4A Transfer between listing categories

REC 3.4 Members of the management body and internal organisation

EG 7.6 Private warnings

SUP 17A.2 Connectivity with FCA systems

SUP 15.6 Inaccurate, false or misleading information

LR 3.3 Shares

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

MAR 10.4 Position reporting

EG 12.1 The FCA’s general approach

LR 3.4 Debt and other securities

SUP 10C.15 Forms and other documents and how to submit them to the FCA