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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

…

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

…

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

…

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

…

COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2017

COBS 10.4 Assessing appropriateness: when it need not be done

…

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

…

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

…

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

…

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

…

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

…

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

…

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

…

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

…

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

…

COND 1.3 General

As Published: 2013

COND 1.3 General

…

SYSC 4.5

As Published: 2015

SYSC 4.5

…

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

…

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