Search Result

501 - 520 of 1457 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

As Published: 2016

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements