Search Result

461 - 480 of 1214 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

MCOB 13.4A Data sharing with other charge holders

As Published: 2015

MCOB 13.4A Data sharing with other charge holders

MCOB 5.2 Purpose

As Published: 2006

MCOB 5.2 Purpose

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

PERG 4.4A Mortgage contracts entered into before 21 March 2016

As Published: 2015

PERG 4.4A Mortgage contracts entered into before 21 March 2016

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

EG 9.4 Prohibition orders against exempt persons and members of professional firms

As Published: 2016

EG 9.4 Prohibition orders against exempt persons and members of professional firms

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors