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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service

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FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

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MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

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FEES 5.9 [deleted]

As Published: 2009

FEES 5.9 [deleted]

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