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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

PERG 13.2 General

As Published: 2011

PERG 13.2 General

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

SYSC 22.8 Policies and appointed representatives

As Published: 2016

SYSC 22.8 Policies and appointed representatives

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration