Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 4.4 Miscellaneous

MAR 10.3 Position management controls

DTR 5.4 Aggregation of managed holdings

LR 10.7 Transactions by specialist companies

GENPRU 3.1 Application

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

CASS 10.1 Application, purpose and general provisions

LR 13.6 Related party circulars

COLL 7.2 Suspension and restart of dealings

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

EG 19.27 Alternative Investment Fund Managers Regulations 2013

CASS 11.12 CASS 11 resolution pack

IPRU-INV 5.5 Annual expenditure

MAR 9.2 Authorisation and verification

COLL 7.7 UCITS mergers

EG 8.3 Use of the own-initiative powers

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy