Search Result

141 - 160 of 1610 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

…

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

…

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

…

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

…

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

…

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

…

MCOB 5.4 Information on regulated mortgage contracts: general

As Published: 2004

MCOB 5.4 Information on regulated mortgage contracts: general

…

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

…

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

…

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

…

SYSC 4.9

As Published: 2015

SYSC 4.9

…

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

…

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

…

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

…

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

…

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

…

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

…

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

…

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

…

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

…