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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

FEES 2.4 VAT

As Published: 2009

FEES 2.4 VAT

PERG 13.2 General

As Published: 2011

PERG 13.2 General

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

SYSC 4.5

As Published: 2015

SYSC 4.5

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions