Search Result

1661 - 1680 of 1729 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 4.5 ACCOUNTING RECORDS

As Published: 2015

IPRU-INV 4.5 ACCOUNTING RECORDS

LR 17.1 Application

As Published: 2005

LR 17.1 Application

LR 6.12 Specialist companies: property companies

As Published: 2017

LR 6.12 Specialist companies: property companies

LR 12.3 Purchase from a related party

As Published: 2018

LR 12.3 Purchase from a related party

MAR 1.8 Dissemination

As Published: 2001

MAR 1.8 Dissemination

LR 6.1 Application

As Published: 2005

LR 6.1 Application

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

LR 16.1 [deleted]

As Published: 2005

LR 16.1 [deleted]

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

EG 10.7 FCA costs

As Published: 2016

EG 10.7 FCA costs

PERG 3A.6 Territorial scope

As Published: 2019

PERG 3A.6 Territorial scope

MCOB 11.4 Application

As Published: 2012

MCOB 11.4 Application

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

As Published: 2017

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

COBS 13.5 Preparing product information: other projections

As Published: 2007

COBS 13.5 Preparing product information: other projections

IPRU-INV 5.15 OTC derivatives: calculation of credit equivalent amount

As Published: 2016

IPRU-INV 5.15 OTC derivatives: calculation of credit equivalent amount

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

COBS 14.4 Provision of information by an intermediate Unitholder

As Published: 2011

COBS 14.4 Provision of information by an intermediate Unitholder

COBS 20.3 Principles and Practices of Financial Management

As Published: 2008

COBS 20.3 Principles and Practices of Financial Management

REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service