Search Result

1401 - 1420 of 1610 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

…

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

…

MAR 7A.2 Purpose

As Published: 2017

MAR 7A.2 Purpose

…

MAR 5A.2 Purpose

As Published: 2017

MAR 5A.2 Purpose

…

MAR 5.2 Purpose

As Published: 2007

MAR 5.2 Purpose

…

MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

…

MAR 7A.5 Requirements when acting as a general clearing member

As Published: 2017

MAR 7A.5 Requirements when acting as a general clearing member

…

CASS 7.12 Organisational requirements: client money

As Published: 2017

CASS 7.12 Organisational requirements: client money

…

PERG 17.6 Exclusions

As Published: 2014

PERG 17.6 Exclusions

…

LR 6.9 Constitutional arrangements

As Published: 2017

LR 6.9 Constitutional arrangements

…

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

…

MAR 5A.6 Finalisation of transactions

As Published: 2017

MAR 5A.6 Finalisation of transactions

…

MAR 5A.7 Monitoring compliance with the rules of the OTF

As Published: 2017

MAR 5A.7 Monitoring compliance with the rules of the OTF

…

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

…

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

…

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

…

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

…

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

…

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

…

EG 10.7 FCA costs

As Published: 2016

EG 10.7 FCA costs

…