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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

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LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

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BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

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Similar To

REC 3.8 Financial and other information

SUP 12.9 Record keeping

REC 2.12 Availability of relevant information and admission of financial instruments to trading

LR 12.3 Purchase from a related party

LR 10.5 Class 1 requirements

LR 12.6 Treasury shares

DTR 6.3 Dissemination of information

LR 13.7 Circulars about purchase of own equity shares

LR 6.6 Control of the business

COLL 7.7 UCITS mergers

LR 13.4 Class 1 circulars

LR 12.1 Application

REC 2.4 Suitability

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration