Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

…

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

…

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

…

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

…

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

…

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 15.8 Notification in respect of particular products and services

SUP 5.6 Confidential information and privilege

PRIN 1.1 Application and purpose

EG 15.4 Disqualification under section 249 or section 261K

SYSC 3.2 Areas covered by systems and controls

PERG 2.8 Exclusions applicable to particular regulated activities

MCOB 1.3 General application: where?

SYSC 4.8

EG 4.13 Preliminary findings letters and preliminary investigation reports

SUP 5.3 Policy on the use of skilled persons

SUP 6.2 Introduction

REC 6.7 Notification rules for overseas recognised bodies

EG 3.3 Reports by skilled persons (section 166)