Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

…

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

…

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

…

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

SUP 6.2 Introduction

PERG 16.5 How AIFMD affects other regulated activities

SYSC 19D.1 Application and purpose

SUP 11.2 Purpose

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

PERG 13.6 CRD IV [deleted]

SUP App 3.6 Freedom to provide services

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

INSPRU 3.1 Market risk in insurance

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

PERG 5.14 Exemptions

MAR 10.1 Application

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

REC 2.11 Custody

COLL 6.1 Introduction and Application

REC 6.6 Supervision

REC 2.7A Position management and position reporting in relation to commodity derivatives