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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

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SYSC 22.3 Drafting the reference and the request for a reference

As Published: 2016

SYSC 22.3 Drafting the reference and the request for a reference

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IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

As Published: 2015

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

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EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

LR 15.6 Notifications and periodic financial information

COND 2.7 Business model

BIPRU 12.2 Adequacy of liquidity resources

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SYSC 19D.2 General requirement

FEES 13.1 Application and purpose

PERG 8.32 Arranging deals in investments

PERG 4.3 Regulated activities related to mortgages

COLL 11.2 Approval of a feeder UCITS

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

DISP App 3.3A The approach to considering evidence at step 2