Search Result

401 - 420 of 1444 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

SYSC 4.5

As Published: 2015

SYSC 4.5

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)