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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

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Similar To

EG 11.5 Other relevant powers

REC 6.6 Supervision

SUP 16.11 Product Sales, Performance and Back-book Data Reporting

SYSC 4.2 Persons who effectively direct the business

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

MCOB 4.11 Sale and rent back: advising and selling standards

MCOB 9.5 Disclosure at the offer stage for equity release transactions

LR 16.1 [deleted]

BIPRU 9.3 Requirements for originators and sponsors

LR 13.2 Approval of circulars

EG 15.3 Disqualification under section 345

EG 15.4 Disqualification under section 249 or section 261K

SUP 15.2 Purpose

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative