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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

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DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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LR 15.4 Continuing obligations

REC 4.3 Risk assessments for UK recognised bodies

CREDS 8.3 Approved persons

EG 4.13 Preliminary findings letters and preliminary investigation reports

BIPRU 7.8 Securities underwriting

PERG 8.21 Company statements, announcements and briefings

EG 18.1 Cancellation on the FCA’s own-initiative

EG 5.7 The relevance of settled cases to subsequent action

CASS 1A.3 Responsibility for CASS operational oversight

BIPRU 7.11 Credit derivatives in the trading book

SUP 4.4 Appropriate actuaries

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach