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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

INSPRU 1.5 Internal-contagion risk

COBS 11.6 Use of dealing commission [deleted]

EG 7.2 Alternatives to sanctions

REC 2A.1 Introduction

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

REC 6.1 Introduction and legal background

EG 3.10 Liaison where other authorities have an interest

SUP 3.6 Firms' cooperation with their auditors

DEPP 6.4 Financial penalty or public censure

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

REC 2A.2 Method of satisfying the RAP recognition requirements

SUP 7.1 Application and purpose

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 18.1 Application

LR 4.2 Contents and format of listing particulars

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

SUP 15A.1 Application and notifications under EMIR

PERG 13.1 Introduction