Search Result

261 - 280 of 1524 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

LR 16.3 [deleted]

As Published: 2008

LR 16.3 [deleted]

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions