Search Result

241 - 260 of 1509 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

SUP 10A.15 References and accurate information

As Published: 2016

SUP 10A.15 References and accurate information

LR 9.4 Documents requiring prior approval

As Published: 2021

LR 9.4 Documents requiring prior approval

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing