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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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Similar To

SUP 10C.11 Statements of responsibilities

SYSC 18.3 Internal arrangements

SUP 9.4 Reliance on individual guidance

SUP 2.1 Application and purpose

LR 9.6 Notifications

COLL 7.5 Schemes or sub-funds that are not commercially viable

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

PERG 9.4 Collective investment scheme (section 235 of the Act)

REC 3.1 Application and purpose

CASS 1.2 General application: who? what?

PR 5.6 Miscellaneous

EG 12.1 The FCA’s general approach

MAR 10.4 Position reporting

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]