Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

…

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

…

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

…

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

…

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

…

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 9.10 Significance of being an open-ended investment company

SUP 18.2 Insurance business transfers

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

EG 20.1 Introduction

EG 11.5 Other relevant powers

SUP 6.5 Ending authorisation

REC 6.6 Supervision

PERG 5.15 Illustrative tables

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

SUP 15.2 Purpose

PERG 9.6 The investment condition (section 236(3) of the Act): general