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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

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DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

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LR 20.5 Disclosures

As Published: 2021

LR 20.5 Disclosures

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DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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LR 6.12 Specialist companies: property companies

As Published: 2017

LR 6.12 Specialist companies: property companies

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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