Search Result

61 - 80 of 1597 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money