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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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COBS 10.1 Application

As Published: 2007

COBS 10.1 Application

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MAR 9.1 Application, approach and structure

As Published: 2017

MAR 9.1 Application, approach and structure

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COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

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COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2017

COBS 10.4 Assessing appropriateness: when it need not be done

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COBS 2.5 Optional additional products

As Published: 2015

COBS 2.5 Optional additional products

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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IPRU-INV 2.1 APPLICATION

As Published: 2019

IPRU-INV 2.1 APPLICATION

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SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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