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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

DISP App 3.2 The assessment of a complaint

As Published: 2017

DISP App 3.2 The assessment of a complaint

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

As Published: 2015

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2017

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

PERG 10.4A The application of requirements which implemented EU directives

As Published: 2006

PERG 10.4A The application of requirements which implemented EU directives

CONC 6.8 Post contract business practices: credit brokers

As Published: 2014

CONC 6.8 Post contract business practices: credit brokers

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights