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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

LR 9.4 Documents requiring prior approval

As Published: 2021

LR 9.4 Documents requiring prior approval

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification