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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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Similar To

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

MAR 5.6 Reporting requirements

SUP 4.4 Appropriate actuaries

EG 9.5 Prohibition orders against other individuals

EG 16.4 The effect of a disapplication order

REC 3.24 Transfers of ownership

DTR 8.3 Criteria for approval as a primary information provider

REC 3.7 Auditors

LR 6.13 Externally managed companies

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements