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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

SYSC 4.5

As Published: 2015

SYSC 4.5

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

COBS 18.3 Corporate finance business

As Published: 2007

COBS 18.3 Corporate finance business

EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application