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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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Similar To

DISP App 3.6 Determining the effect of a breach or failing at step 1

REC 3.17 Inability to discharge regulatory functions

BIPRU 3.3 The use of the credit assessments of ratings agencies

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BIPRU 9.10 Reduction in risk-weighted exposure amounts

PERG 9.2 Introduction

COBS 16.3 Periodic reporting

PERG 7.2 Introduction

FEES 6.4 Management expenses

LR 5.4A Transfer between listing categories

REC 3.4 Members of the management body and internal organisation

SUP 17A.2 Connectivity with FCA systems

ICOBS 3.1 Distance marketing

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy