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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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MCOB 6.7 Business loans and loans to high net worth mortgage customers: tailored provisions

As Published: 2004

MCOB 6.7 Business loans and loans to high net worth mortgage customers: tailored provisions

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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