Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

…

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

…

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

…

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

…

MCOB 6A.5 MCD distance contracts with retail customers

As Published: 2019

MCOB 6A.5 MCD distance contracts with retail customers

…

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

…

PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

…

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

…

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

…

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 8.2 Requirements for benchmark submitters [deleted]

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

SUP 10A.4 Specification of functions

PERG 8.23 Regulated activities

EG 10.7 FCA costs

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

EG 3.5 Official listing investigations (section 97)

COBS 15.3 Exercising a right to cancel

CONC 6.2 Assessment of creditworthiness: during agreement [deleted]