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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

…

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

…

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

…

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

…

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

…

IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

…

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

…

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

…

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

…

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

…

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

…

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

…

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

…

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

…

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

…

MCOB 3A.4 Qualifying credit financial promotions

As Published: 2015

MCOB 3A.4 Qualifying credit financial promotions

…

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

…

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

…

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

…

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

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