Search Result

701 - 720 of 946 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

CASS 5.2 Holding money as agent of an insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of an insurance undertaking

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2014

CASS 10.3 Existing records forming part of the CASS resolution pack

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2015

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

IPRU-INV 1.1 PURPOSE

As Published: 2016

IPRU-INV 1.1 PURPOSE

PERG 4.4A Mortgage contracts entered into before 21 March 2016

As Published: 2015

PERG 4.4A Mortgage contracts entered into before 21 March 2016

SUP 10A.15 References and accurate information

As Published: 2016

SUP 10A.15 References and accurate information

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA