Search Result

701 - 720 of 1224 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

LR 9.4 Documents requiring prior approval

As Published: 2021

LR 9.4 Documents requiring prior approval

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

COLL 14.4 Income allocation and distribution

As Published: 2016

COLL 14.4 Income allocation and distribution

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund