Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 20.5 Disclosures

LR 19.5 Disclosures

SUP 15.10 Reporting suspicious transactions or orders (market abuse)

LR 8.5 Responsibilities of listed companies

SUP 8.5 Notification of altered circumstances relating to waivers

COLL 14.2 Registration with the Charity Commission

SUP 11.6 Subsequent notification requirements by firms

MAR 6.4 Systematic internaliser reporting requirement

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

LR 1.3 Information gathering and publication

MAR 8.2 Requirements for benchmark submitters [deleted]

REC 3.7 Auditors

SUP 10A.10 Customer-dealing functions

COLL 1.1 Applications and purpose

SUP 10C.4 Specification of functions

SUP 10C.8 The other local responsibility function (SMF22)

SYSC 18.4 The whistleblowers’ champion

MCOB 12.1 Application

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

PERG 2.10 Persons carrying on regulated activities who do not need authorisation