Search Result

641 - 660 of 1356 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]

MCOB 3A.5 MCD financial promotions

As Published: 2015

MCOB 3A.5 MCD financial promotions

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

MCOB 3A.3 Other general requirements for financial promotions

As Published: 2015

MCOB 3A.3 Other general requirements for financial promotions

SUP 10C.6 FCA required functions

As Published: 2015

SUP 10C.6 FCA required functions

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information