Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 8.4 Investment and borrowing powers

MCOB 4.7A Advised sales

LR 18.4 Continuing obligations

PERG 10.2 General issues

DTR 6.4 Disclosure of Home State

LR 18.2 Requirements for listing

SUP 10A.8 Systems and controls functions

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

EG 9.1 Introduction

EG 11.4 Determining the amount of restitution

ICOBS 6.4 Pre- and post-contract information: protection policies

CONC 3.3 The clear fair and not misleading rule and general requirements

SUP 4.2 Purpose

CASS 8.3 Records and internal controls

EG 2.3 Case selection: Threshold Conditions cases

BIPRU 3.7 Classification of off-balance-sheet items

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

MAR 1.1 Application and interpretation

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy