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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

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SYSC 4.7

As Published: 2015

SYSC 4.7

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

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SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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