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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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IPRU-INV 11.7 CAPITAL REPORTING

As Published: 2019

IPRU-INV 11.7 CAPITAL REPORTING

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COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

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EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

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EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

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