Search Result

541 - 560 of 1580 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6