Search Result

501 - 520 of 1414 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return